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[  Session(s): all  Chamber =  Both  Bill Type = all    Subjects =  FINANCIAL ADVISORS ]

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Select bill	Bill	Session	Author & Sponsor	Caption	Committees	Last action	Subjects
	HB 3132	84-0 (2015)	Author: Parker, Tan Sponsor: Birdwell, Brian	Relating to eligibility requirements to act as a financial adviser or investment adviser in relation to certain public securities.	House: Investments & Financial Services Senate: Business & Commerce	Effective on 9/1/15	| FINANCIAL ADVISORS | Financial--General | Occupational Regulation--Other Trades & Professions
	HB 1890	83-0 (2013)	Author: Stephenson, Phil | et. al.	Relating to certain contracts between the Texas Windstorm Insurance Association or the Texas Public Finance Authority and a financial advisor or investment banking services provider.	House: Insurance	Left pending in committee	| FINANCIAL ADVISORS | Insurance--Property & Casualty | PUBLIC FINANCE AUTHORITY, TEXAS | WINDSTORM DEVICES & INSURANCE | WINDSTORM INSURANCE ASSOCIATION, TEXAS
	HB 2966	83-0 (2013)	Author: Alonzo, Roberto	Relating to the investment authority of the comptroller.	House: Appropriations	Referred to Appropriations	| COMPTROLLER OF PUBLIC ACCOUNTS | FINANCIAL ADVISORS | Financial--General | State Agencies, Boards & Commissions | State Finances--Management & Control
	HB 2967	83-0 (2013)	Author: Alonzo, Roberto	Relating to contracting with emerging fund managers by the State Board of Education for investment of the permanent school fund.	House: Pensions	Referred to Pensions	| EDUCATION, STATE BOARD OF | Education--Primary & Secondary--Finance | FINANCIAL ADVISORS | Financial--General | PERMANENT SCHOOL FUND
	HB 2968	83-0 (2013)	Author: Alonzo, Roberto	Relating to a moratorium on increases paid to certain employees of and investment managers for the Employees Retirement System of Texas.	House: Pensions	Referred to Pensions	| EMPLOYEES RETIREMENT SYSTEM OF TEXAS (ERS) | FINANCIAL ADVISORS | Financial--General | Retirement Systems--State Employees
	HB 2677	80-0 (2007)	Author: Alonzo, Roberto	Relating to financial advisors retained by political subdivisions for the issuance of bonds.	House: County Affairs	No action taken in committee	| BONDS | FINANCIAL ADVISORS | Occupational Regulation--Other Trades & Professions | Political Subdivisions | Purchasing--Local
	HB 3282	80-0 (2007)	Author: Branch, Dan	Relating to financial advisors and investment advisors retained by bond issuers for the issuance of bonds.	House: Financial Institutions Senate: Finance	Referred to Finance	| FINANCIAL ADVISORS | Financial--General
	HB 3616	80-0 (2007)	Author: Alonzo, Roberto	Relating to the selection of financial advisors by governmental entities.	House: Financial Institutions	Referred to Financial Institutions	| FINANCIAL ADVISORS | Purchasing--State | State Agencies, Boards & Commissions
	SB 1332	80-0 (2007)	Author: West, Royce Sponsor: Chavez, Norma	Relating to the establishment of debt management policies and guidelines by the Bond Review Board, including the approval by the board of certain interest rate management agreements, and to other matters affecting public finance.	House: Financial Institutions Senate: Finance	See remarks for effective date	| BOND REVIEW BOARD | DEBT | FINANCIAL ADVISORS | State Finances--Budget | State Finances--Management & Control
	HB 3126	79-0 (2005)	Author: Eiland, Craig	Relating to the regulation of investment advisors in the optional retirement program.	House: Pensions & Investments	Reported favorably as substituted	| Education--Higher--Faculty | FINANCIAL ADVISORS | Retirement Systems--Teachers
	HB 1135	78-0 (2003)	Author: Gallego, Pete	Relating to the investment and management of the permanent school fund.	House: Public Education	Referred to Public Education	| AUDITOR, STATE | AUDITS & AUDITORS | EDUCATION, STATE BOARD OF | Education--Primary & Secondary--Finance | FINANCIAL ADVISORS | PERMANENT SCHOOL FUND | PERMANENT SCHOOL FUND INVESTMENT ADVISORY COMMITTEE | State Finances--Management & Control
	HB 2039	78-0 (2003)	Author: Marchant, Kenny	Relating to corporate ethics and integrity; providing penalties.	House: State Affairs	Referred to State Affairs	| Corporations & Associations | Ethics | FINANCIAL ADVISORS
	HB 2042	78-0 (2003)	Author: Marchant, Kenny | et. al.	Relating to enforcement of conduct and other matters concerning a security; providing a penalty.	House: Pensions & Investments	Laid on the table subject to call	| FINANCIAL ADVISORS | Financial--General
	HB 3476	78-0 (2003)	Author: Davis, Yvonne	Relating to the authority of the boards of trustees of certain state retirement systems to contract with professional investment managers.	House: Pensions & Investments	Referred to Pensions and Investments	| FINANCIAL ADVISORS | Retirement Systems--State Employees | Retirement Systems--Teachers
	HJR 100	78-0 (2003)	Author: Davis, Yvonne	Proposing a constitutional amendment relating to the authority of the boards of trustees of certain state retirement systems to contract with professional investment managers.	House: Pensions & Investments	Referred to Pensions and Investments	| FINANCIAL ADVISORS | Resolutions--Constitutional Amendments | Retirement Systems--State Employees | Retirement Systems--Teachers
	SB 231	78-0 (2003)	Author: Ellis, Rodney	Relating to establishing ethics and disclosure requirements for certain persons, including financial consultants and advisors, involved in the management or investment of state funds.	Senate: Government Organization	Referred to Government Organization	| Business & Commerce--General | Ethics | FINANCIAL ADVISORS | Occupational Regulation--Other Trades & Professions | State Finances--Management & Control
	SB 875	78-0 (2003)	Author: Duncan, Robert	Relating to establishing uniform minimum ethics requirements for persons involved in the management or investment of state funds.	Senate: Government Organization	Referred to Government Organization	| Ethics | FINANCIAL ADVISORS | State Finances--Management & Control | State Officers
	SB 1059	78-0 (2003)	Author: Ellis, Rodney | et. al. Sponsor: Marchant, Kenny	Relating to corporate ethics and integrity.	House: State Affairs Senate: Jurisprudence	Effective on 9/1/03	| ATTORNEY GENERAL | Corporations & Associations | Ethics | FINANCIAL ADVISORS
	SB 1060	78-0 (2003)	Author: Ellis, Rodney | et. al. Sponsor: Marchant, Kenny	Relating to enforcement of conduct and other matters concerning a security; providing a penalty.	House: Pensions & Investments Senate: Government Organization	Effective immediately	| FINANCIAL ADVISORS | Financial--General
	HB 1701	68-0 (1983)	Author: Hammond, Bill Sponsor: Traeger, John	Relating to the use of external professional investment managers in investing certain state funds.	House: State Affairs Senate: Education	Effective on . . . . . . . . . . . . . . .	| Education--Higher--Finance | Education--Primary & Secondary--Finance | EMPLOYEES RETIREMENT SYSTEM OF TEXAS (ERS) | FINANCIAL ADVISORS | Financial--General | PERMANENT SCHOOL FUND | PERMANENT UNIVERSITY FUND | Retirement Systems--State Employees | Retirement Systems--Teachers | UNIVERSITY OF TEXAS AT AUSTIN

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