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[ clip State shuts down Austin wealth adviser, alleges it stole $1.4M from customers ]

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In the matter of the investment adviser registration of Smith Wealth Advisors LLC and the investment adviser representative registration of Ronald Dewayne Smith Jr.; Default order (No. IC-25-REV-05, shutting down Austin wealth advisory firm that allegedly stole over $1.4 million from customers). (Link Type: Agency Document)
See: https://www.ssb.texas.gov/sites/default/files/2025-10/Order%20No.%20IC-25-REV-05.pdf
By Texas State Securities Board
Publication Date: October 9, 2025