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[  Session(s): all  Chamber =  Both  Bill Type = all    Subjects =  FINANCIAL ADVISORS ]

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Select bill Bill Session Author & Sponsor Caption Committees Last action
HB 3132 84-0 (2015) Author: Parker, Tan
Sponsor: Birdwell, Brian
Relating to eligibility requirements to act as a financial adviser or investment adviser in relation to certain public securities. House: Investments & Financial Services
Senate: Business & Commerce
Effective on 9/1/15
HB 1890 83-0 (2013) Author: Stephenson, Phil | et. al. Relating to certain contracts between the Texas Windstorm Insurance Association or the Texas Public Finance Authority and a financial advisor or investment banking services provider. House: Insurance Left pending in committee
HB 2966 83-0 (2013) Author: Alonzo, Roberto Relating to the investment authority of the comptroller. House: Appropriations Referred to Appropriations
HB 2967 83-0 (2013) Author: Alonzo, Roberto Relating to contracting with emerging fund managers by the State Board of Education for investment of the permanent school fund. House: Pensions Referred to Pensions
HB 2968 83-0 (2013) Author: Alonzo, Roberto Relating to a moratorium on increases paid to certain employees of and investment managers for the Employees Retirement System of Texas. House: Pensions Referred to Pensions
HB 2677 80-0 (2007) Author: Alonzo, Roberto Relating to financial advisors retained by political subdivisions for the issuance of bonds. House: County Affairs No action taken in committee
HB 3282 80-0 (2007) Author: Branch, Dan Relating to financial advisors and investment advisors retained by bond issuers for the issuance of bonds. House: Financial Institutions
Senate: Finance
Referred to Finance
HB 3616 80-0 (2007) Author: Alonzo, Roberto Relating to the selection of financial advisors by governmental entities. House: Financial Institutions Referred to Financial Institutions
SB 1332 80-0 (2007) Author: West, Royce
Sponsor: Chavez, Norma
Relating to the establishment of debt management policies and guidelines by the Bond Review Board, including the approval by the board of certain interest rate management agreements, and to other matters affecting public finance. House: Financial Institutions
Senate: Finance
See remarks for effective date
HB 3126 79-0 (2005) Author: Eiland, Craig Relating to the regulation of investment advisors in the optional retirement program. House: Pensions & Investments Reported favorably as substituted
HB 1135 78-0 (2003) Author: Gallego, Pete Relating to the investment and management of the permanent school fund. House: Public Education Referred to Public Education
HB 2039 78-0 (2003) Author: Marchant, Kenny Relating to corporate ethics and integrity; providing penalties. House: State Affairs Referred to State Affairs
HB 2042 78-0 (2003) Author: Marchant, Kenny | et. al. Relating to enforcement of conduct and other matters concerning a security; providing a penalty. House: Pensions & Investments Laid on the table subject to call
HB 3476 78-0 (2003) Author: Davis, Yvonne Relating to the authority of the boards of trustees of certain state retirement systems to contract with professional investment managers. House: Pensions & Investments Referred to Pensions and Investments
HJR 100 78-0 (2003) Author: Davis, Yvonne Proposing a constitutional amendment relating to the authority of the boards of trustees of certain state retirement systems to contract with professional investment managers. House: Pensions & Investments Referred to Pensions and Investments
SB 231 78-0 (2003) Author: Ellis, Rodney Relating to establishing ethics and disclosure requirements for certain persons, including financial consultants and advisors, involved in the management or investment of state funds. Senate: Government Organization Referred to Government Organization
SB 875 78-0 (2003) Author: Duncan, Robert Relating to establishing uniform minimum ethics requirements for persons involved in the management or investment of state funds. Senate: Government Organization Referred to Government Organization
SB 1059 78-0 (2003) Author: Ellis, Rodney | et. al.
Sponsor: Marchant, Kenny
Relating to corporate ethics and integrity. House: State Affairs
Senate: Jurisprudence
Effective on 9/1/03
SB 1060 78-0 (2003) Author: Ellis, Rodney | et. al.
Sponsor: Marchant, Kenny
Relating to enforcement of conduct and other matters concerning a security; providing a penalty. House: Pensions & Investments
Senate: Government Organization
Effective immediately
HB 1701 68-0 (1983) Author: Hammond, Bill
Sponsor: Traeger, John
Relating to the use of external professional investment managers in investing certain state funds. House: State Affairs
Senate: Education
Effective on . . . . . . . . . . . . . . .


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